Investment Focus

• Wellington Financial LP supports North American-based, North American-listed or North American -backed firms.
• Fast-growing private or public companies with existing customers and material revenue.
• Turn-around situations (primarily public companies) where management change/business model evolution will serve as an obvious potential catalyst to improve the company's near term business prospects.
• Going-private situations where the fund is generally the only lender involved and a clear path to repayment can be seen through the sale of an existing asset, for example.
• Target sectors include:
  • Automation
  • Automotive parts
  • Biotechnology / healthcare
  • Business services
  • Light manufacturing
  • Oil and gas services
  • Technology
• Obvious "red lights":
  • Products not yet completed;
  • No Chief Executive Officer (unless acceptable candidate has already been identified);
  • No revenue;
  • NASDAQ OTC-listed with $2 million market-cap., for example; and
  • Recently failed (inexplicably) M&A auction process.